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SEC Proposed 'Modernization' Of Fund Report Delivery Rules Impacts Both 403(b) and 401(a) Plans

Retirement plans do not exist in an ERISA “bubble,” and the SEC’s proposed Rule 30e-3 3 which it issued this past June will fundamentally rework the manner in which mutual fund prospectuses, proxy material and other fund reports are delivered to shareholders. In MarketBeat, Robert Toth argues that this proposed rule, if made final, would permit electronic delivery of these reports to be made the default - much in the same way as currently being proposed for the electronic delivery for required ERISA notices.